Investment Advisor Representative
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These materials have been independently produced by Pacific Investment Advisors LLC. Pacific Investment Advisors LLC is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab“). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Pacific Investment Advisors LLC provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.
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Client accounts are advised on a “non-discretionary” basis such that the client is the final decision maker on all buy sell and hold decisions within their individual accounts. All client accounts are advised on a personal and consultative basis.
BIO of Stephen Vaughen:
1980-2003 Stephen Vaughen was a Registered Representative and ultimately partner of the New York Stock Exchange member firm of Crowell Weedon & Co. in Los Angeles.
2003-Summer 2023: Stephen Vaughen, functioned as an RIA, an Investment Advisor Representative, Money Manager, working with TD Ameritrade Institutional as our primary client custodian.
Summer 2023 to present: TD Ameritrade merged their brokerage operations with Charles Schwab & Co. such that Charles Schwab & Co. became our primary client custodian.
Disclosure: Myself, my family and/or my clients will typically have positions in some or all of the securities mentioned on this web site. I wrote this web material myself and I have no business relationship with any of the stock, bond, ETF fund companies, or mutual fund companies mentioned on this web site.
Investment participation involves risk and therefore not suitable for all investors.
Past performance is not indicative of future results.