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Stephen Vaughen, Investment Advisor Representative
(805)955-0650 call or text
* All client assets are held in individual brokerage accounts, typically at TD Ameritrade Institutional, Division of TD Ameritrade, Inc. member FINRA/SIPC., independent and unaffiliated broker dealer.
Online account access encouraged Advisor Client Secure Login
Client accounts are advised on a “non-discretionary” basis such that the client is the final decision maker on all buy sell and hold decisions within their individual accounts. All client accounts are advised on a personal and consultative basis.
BIO of Stephen Vaughen:
1980-2003 Stephen Vaughen was a Registered Representative and ultimately partner of the New York Stock Exchange member firm of Crowell Weedon & Co. in Los Angeles.
2003-present Stephen Vaughen, an RIA, Investment Advisor Representative, Money Manager, working with TD Ameritrade Institutional as his client custodian.
Disclosure: Myself, my family and/or my clients will typically have positions in some or all of the securities mentioned on this web site. I wrote this web material myself and I have no business relationship with any of the stock, bond, ETF fund companies, or mutual fund companies mentioned on this web site.
Investment participation involves risk and therefore not suitable for all investors.
Past performance is not indicative of future results.